| 13-01939 | 08/04/2014 | Claimant(s): Jessica Brown
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | |
| 13-01475 | 03/04/2014 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas J. Staley
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | |
| 11-03235 | 03/27/2012 | Claimant(s): Ellen Sides, Kim Sides, Ellen Sides UTMA Austin Sides 30939003, Ellen Sides UTMA Kimberly Sides 30938997, Ellen Sides UTMA Lauren Sides 30938963
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Richard L. Merkel
Hearing Site: Atlanta, GA
|  | $25,425 |
| 09-03601 | 06/14/2010 | Claimant(s): Jack Lang, Tina Lang, The Jack A. & Tina L. Lang Family Trust
Claimant Lawyers(s): Holly C. Hamm, Ross Spence
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Lacey, Merrill Lynch Life Agency Inc.
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Mica T. Duncan, Joe S. Tarrer, Richard L. Merkel
Hearing Site: Albuquerque, NM
| | $100,000 |
| 08-00455 | 06/01/2009 | Claimant(s): David L. Woods and Twila R. Woods, Ttees
Claimant Lawyers(s): K. Layne Morrill
Respondent(s): Raymond Johnson, WFG Investments.
Respondent Lawyers(s): Bradley J. Stevens, Paul J. Roshka
Arbitrator(s): Philip B. Whitaker, Richard L. Merkel, Jeffrey Charles Young
Hearing Site: Phoenix, AZ
| | $2,950,000 |
| 08-02987 | 01/26/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Karma Mulliner
Respondent Lawyers(s): Karma Mulliner
Arbitrator(s): Richard L. Merkel
Hearing Site: Salt Lake City, UT
| | $0 |
| 08-00979 | 12/03/2008 | Claimant(s): Mary Gabriel Schweitzer
Claimant Lawyers(s): Mary Gabriel Schweitzer
Respondent(s): George Redheffer, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, George Lyman Redheffer
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | $213 |
