| 08-01913 | 02/27/2009 | Claimant(s): Lanny A. Horwitz Rev Trust
Claimant Lawyers(s): Lanny A. Horwitz
Respondent(s): Citigroup Global Markets
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
|  | $213 |
| 08-03204 | 02/27/2009 | Claimant(s): Paul Randle, Morgan Randle & John Randle
Claimant Lawyers(s): Paul Randle
Respondent(s): Citigroup Global Markets., Howard Burnett
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $25 |
| 08-00979 | 12/03/2008 | Claimant(s): Mary Gabriel Schweitzer
Claimant Lawyers(s): Mary Gabriel Schweitzer
Respondent(s): George Redheffer, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, George Lyman Redheffer
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | $213 |
| 08-01952 | 12/02/2008 | Claimant(s): Dr. Sava Lukac
Claimant Lawyers(s): Sava Lukac
Respondent(s): Citigroup Global Markets., Marlon Travis
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 06-04200 | 10/01/2008 | Claimant(s): Barbara Lerner
Claimant Lawyers(s): Lisa Catalano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): J. Martin McDonough, Richard S. Peskin, Linda G. March
Hearing Site: New York, NY
| | $0 |
| 07-02376 | 06/02/2008 | Claimant(s): Beatrice Strulowitz
Claimant Lawyers(s): Randall J. Perry
Respondent(s): Frances Goldstein, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese
Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus
Hearing Site: Newark, NJ
| | $0 |
| 07-01653 | 05/23/2008 | Claimant(s): Steven Quint
Claimant Lawyers(s): Randall C. Place
Respondent(s): Citigroup Global Markets., Joseph Denicola
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $103,480 |
| 07-02168 | 04/21/2008 | Claimant(s): Ruth Megnet
Claimant Lawyers(s): Ruth Grace Megnet
Respondent(s): Patrick Manriquez
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | $0 |
| 07-02675 | 04/10/2008 | Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
| | $425 |
| 07-00489 | 03/27/2008 | Claimant(s): Patricia Pearson
Claimant Lawyers(s): Patricia Ann Pearson
Respondent(s): Barbara Ahern, Citigroup Global Markets., Michael Passeroff, William Dodge
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $18,000 |
