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FINRA Awards for Herbert Z. Geiger

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0304511/30/2009Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Robert Grossman
Respondent Lawyers(s): Evan S. Neadel
Arbitrator(s): James J. Noone, Herbert Z. Geiger, John W. Thomas
Hearing Site: Newark, NJ
07-0237606/02/2008Claimant(s): Beatrice Strulowitz
Claimant Lawyers(s): Randall J. Perry
Respondent(s): Frances Goldstein, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese
Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus
Hearing Site: Newark, NJ
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06-0226210/18/2007Claimant(s): Richard Kates
Claimant Lawyers(s): James A. Batson
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Richard D. Chusid, Herbert Z. Geiger, Jay L. Zelesnick
Hearing Site: New York, NY

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