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FINRA Awards for Robert Grossman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0036608/07/2017Claimant(s): National Planning Corporation
Claimant Lawyers(s): Kate E DiGeronimo
Respondent(s): Robert Grossman
Respondent Lawyers(s): Robert Keith Grossman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
15-0072605/19/2015Claimant(s): Santander Bank, N.A., Santander Securities LLC
Claimant Lawyers(s): David M. Belcher
Respondent(s): Robert Grossman
Respondent Lawyers(s): Robert Keith Grossman
Arbitrator(s): Cynthia A. DiMarco, Mark J. Happe, Robert Francis Littlejohn
Hearing Site: New York, NY
08-0304511/30/2009Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Robert Grossman
Respondent Lawyers(s): Evan S. Neadel
Arbitrator(s): James J. Noone, Herbert Z. Geiger, John W. Thomas
Hearing Site: Newark, NJ

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