| 20-03532 | 06/15/2022 | Claimant(s): Jeffrey Kane, Marsha Kane, Jeffrey Kane IRA, Jeffrey Kane Roth IRA, Marsha Kane IRA, Marsha Kane Roth IRA, Kane Family Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
|  | Expungement |
| 21-02558 | 05/11/2022 | Claimant(s): Brian Parker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Julie E. Ravis
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
| | |
| 20-03130 | 08/19/2021 | Claimant(s): Jane Marie Sullivan
Claimant Lawyers(s): Zachary Morse
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 20-03692 | 08/02/2021 | Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 20-02587 | 04/29/2021 | Claimant(s): William Kumm
Claimant Lawyers(s): Frances Menzer
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 20-02818 | 04/09/2021 | Claimant(s): John Moriarty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | |
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn
Claimant Lawyers(s): Nathan Lamb
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | |
| 19-00567 | 12/03/2020 | Claimant(s): Peter Radle
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Mark Kemp, National Planning Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Gordon M. Wase, Thomas Warfield Harrity, Douglas Cheston Berlin
Hearing Site: Philadelphia, PA
| | Dismissed |
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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