| 22-00960 | 10/02/2023 | Claimant(s): Woodie T. Barnes & Lori J. Barnes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Jeff Kilgore, June Ann Mann, Stanley Edward Williams
Hearing Site: Houston, TX
|  | Expungement |
| 21-02427 | 02/08/2023 | Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee
Hearing Site: Houston, TX
| | Expungement |
| 21-02558 | 05/11/2022 | Claimant(s): Brian Parker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Julie E. Ravis
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
| | |
| 21-01625 | 12/13/2021 | Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
| | |
| 21-01438 | 12/02/2021 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Thomas A. Martin, Anita Lynne Wiggins, Jeff Kilgore
Hearing Site: Houston, TX
| | |
| 18-00810 | 07/15/2019 | Claimant(s): Clara Luna, Marcelo Luna, Clara Luna IRA, Marcelo Luna IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Daniel P. Urban, Jeff Kilgore, Brenda Pickens Seals
Hearing Site: Houston, TX
| | $582,644 |
| 17-01426 | 02/19/2019 | Claimant(s): Beatrice Welscher, Craig Welscher, Norma Welscher
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Wells Fargo Clearing Services, Richard DeYoung
Respondent Lawyers(s): Edward F. Fernandes
Arbitrator(s): Thomas M. Campbell, Leonard J. Sullivan, Jeff Kilgore
Hearing Site: Houston, TX
| | $786,600 |
| 18-01111 | 08/30/2018 | Claimant(s): Michael Rudelson
Claimant Lawyers(s): Cynthia Moulton
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
| | |
| 16-02352 | 03/12/2018 | Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
| | |
| 14-03597 | 03/23/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jon Fletcher
Respondent Lawyers(s): Jon Michael Fletcher
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
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