| 22-00090 | 08/29/2024 | Claimant(s): International Assets Advisory, International Assets Investment Mgmt LLC
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Jacob Jansen
Respondent Lawyers(s): Joseph B. Alonso
Arbitrator(s): Michael J. Meeusen, Thomas J. Gmeinder, James Martell Martin
Hearing Site: Minneapolis, MN
| | |
| 23-02598 | 05/01/2024 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): G. Dennis Sheehan, Dawna Kim Larson, Nick Thomas
Hearing Site: Houston, TX
| | |
| 23-02870 | 04/26/2024 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Oren L. Connaway, David Aaron DeSoto, James Douglas Gaughan
Hearing Site: Houston, TX
| | |
| 23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar
Hearing Site: New Orleans, LA
| | |
| 22-02492 | 01/25/2024 | Claimant(s): David Pritchett
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Guno Orlando Ritfeld, Mary Ann Etzler, Jorge R Quintana
Hearing Site: Orlando, FL
|  | $15,479 |
| 23-01856 | 01/05/2024 | Claimant(s): Roman Raykis
Claimant Lawyers(s): Scott L. Silver
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Carole Crosby
Hearing Site: Tampa, FL
| | Expungement |
| 22-01896 | 08/10/2023 | Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
| | |
| 21-01438 | 12/02/2021 | Claimant(s): Williams Butcher
Claimant Lawyers(s): Seth Ian Rubinson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Thomas A. Martin, Anita Lynne Wiggins, Jeff Kilgore
Hearing Site: Houston, TX
| | |
| 21-00966 | 11/17/2021 | Claimant(s): Gary Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Damian Bell, International Assets Advisory, WFG Investments.
Respondent Lawyers(s): Alan M. Wolper, David Williams
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | $0 |
| 19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson
Claimant Lawyers(s): Brannon McPherson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic
Hearing Site: Denver, CO
| | |
