22-01326 | 02/28/2023 | Claimant(s): Scott Kaup Claimant Lawyers(s): Derek C. Anderson Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Steven Meyrich, William (Bill) H. O'Donnell, Richard Djokic Hearing Site: Omaha, NE
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17-02814 | 07/26/2022 | Claimant(s): Mid Atlantic Capital Corporation Claimant Lawyers(s): Erin Timmerman Respondent(s): Craig Hayward Respondent Lawyers(s): Giovanni M. Ruscitti Arbitrator(s): Donald N. Tolin, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Denver, CO
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20-02510 | 06/17/2022 | Claimant(s): Robert Ihrig, Susan Ihrig Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Djokic Hearing Site: Denver, CO
| | $12,000 |
20-03918 | 12/17/2021 | Claimant(s): Howard Hill Claimant Lawyers(s): Zachary Morse Respondent(s): World Capital Brokerage. Respondent Lawyers(s): David von Gunten Arbitrator(s): Richard Djokic Hearing Site: Denver, CO
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18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky Hearing Site: Denver, CO
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19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson Claimant Lawyers(s): Brannon McPherson Respondent(s): International Assets Advisory Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic Hearing Site: Denver, CO
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18-02220 | 09/09/2019 | Claimant(s): Carol Chiarito Claimant Lawyers(s): Joshua B. Kons Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Patrick B. Griffin Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford Hearing Site: Denver, CO
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16-00512 | 07/24/2017 | Claimant(s): John Keck, Kathleen Keck Claimant Lawyers(s): Patrick J. Crank Respondent(s): Bryan Pedersen, Jacqueline Georgio Westover, Paul Howard, RBC Capital Markets LLC Respondent Lawyers(s): Adrian P. Castro, John S. Lutz Arbitrator(s): Larry D. Hayden, Richard Djokic, Thomas R. Bromberg Hearing Site: Cheyenne, WY
| | $559,612 |
16-00395 | 04/20/2017 | Claimant(s): Harry Beres Claimant Lawyers(s): Jonathan Kurta Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Aaron B. Wilbanks Arbitrator(s): Richard Djokic, Rey Hernandez Julian, Rebecca Sone O'Rourke Hearing Site: Denver, CO
| | $130,789 |
16-00226 | 04/13/2017 | Claimant(s): Grace Huitt Claimant Lawyers(s): Jonathan Kurta Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Aaron B. Wilbanks Arbitrator(s): George J. Karlsven, Richard Djokic, Knute Arthur Rife Hearing Site: Salt Lake City, UT
| | $1,073,440 |