| 24-00066 | 07/24/2024 | Claimant(s): Brian Goossen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet., Crowdstreet Capital LLC
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
|  | Dismissed by Rule 12200 |
| 24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet Capital LLC, CrowdStreet.
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter
Hearing Site: Las Vegas, NV
| | $0 |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
| | $1,557,170 |
| 18-02429 | 11/11/2020 | Claimant(s): Pablo Marull
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes
Hearing Site: San Francisco, CA
| | |
| 20-01011 | 10/05/2020 | Claimant(s): Chiu-ni Wang
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
| | |
| 18-04043 | 03/03/2020 | Claimant(s): Felipe Rodriguez
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Susanne J. Hollander
Hearing Site: Miami, FL
| | |
| 19-00379 | 11/01/2019 | Claimant(s): Christopher Adikwu
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Eric Dowell
Arbitrator(s): Marc Kalish, Mary M. O'Neil, Holly A. Hart
Hearing Site: Phoenix, AZ
| | |
| 18-02220 | 09/09/2019 | Claimant(s): Carol Chiarito
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford
Hearing Site: Denver, CO
| | |
| 18-03328 | 08/05/2019 | Claimant(s): Darren Golde
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
| | |
| 17-02622 | 05/16/2019 | Claimant(s): Brent Western
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder
Hearing Site: Tampa, FL
| | |
