| 17-02622 | 05/16/2019 | Claimant(s): Brent Western
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder
Hearing Site: Tampa, FL
| | |
| 11-01900 | 11/28/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Paul Kapur
Respondent Lawyers(s): Paul K. Kapur
Arbitrator(s): Jack A. Marshall, Kelly M. Lonergan, John J. Kenny
Hearing Site: Boston, MA
| | |
| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
| | |
| 08-04123 | 06/08/2010 | Claimant(s): Scott Thayer
Claimant Lawyers(s): Elliott L. Epstein
Respondent(s): Richard Liberty, Commonwealth Financial Network
Respondent Lawyers(s): Steven L. Manchel
Arbitrator(s): Mary C. Kelleher, Jack A. Marshall, Shari B. Broder
Hearing Site: Augusta, ME
|  | $0 |
| 08-03849 | 01/06/2010 | Claimant(s): James Dyko and Diane Dyko, JTWROS
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jack A. Marshall, Nickolas F. Monteforte, Andrea J. Goldman
Hearing Site: Boston, MA
| | $15,000 |
