| 24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Kris Galloway
Respondent(s): Michael Magruder
Respondent Lawyers(s): Michael E. Magruder
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
| | |
| 23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall
Claimant Lawyers(s): William F. Ray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy
Hearing Site: Jackson, MS
| | |
| 23-01501 | 06/10/2024 | Claimant(s): Robert Bass
Claimant Lawyers(s): Edison F. Baldwin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall
Hearing Site: Nashville, TN
|  | $0 |
| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Federico Cardona
Respondent Lawyers(s): Federico Cardona
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
| | |
| 18-02917 | 08/11/2023 | Claimant(s): Bill Nguyen
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): TD Ameritrade., Nguyen Capital Partners
Respondent Lawyers(s): Neil S. Baritz, W. Andrew Clayton
Arbitrator(s): Langfred W. White, Darryl C. Wilson, Gayle B. Carlson
Hearing Site: Tampa, FL
| | $1,207,550 |
| 21-00713 | 03/21/2023 | Claimant(s): Cary Kneedler, Delphine Baucom, Delphine N. Baucom as Sole Member of, Carry Kneedler, OBO IRA, Delphine Noble Baucom, General Partner, Delphine Noble Baucom. Sole Benefiary of
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Wells Fargo Clearing Services, T. Robertson, William Haas
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John P. Cullem, Langfred W. White, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $0 |
| 21-02668 | 08/11/2022 | Claimant(s): Jeannan Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | |
| 22-00274 | 07/22/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette Dennis
Respondent(s): Nicola DiPaolo
Respondent Lawyers(s): Nicola DiPaolo
Arbitrator(s): Langfred W. White
Hearing Site: Nashville, TN
| | |
| 22-00435 | 07/22/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Donald Heitz
Respondent Lawyers(s): Donald Leon Heitz
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | |
| 21-02797 | 05/24/2022 | Claimant(s): Justin Cramer
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Langfred W. White, William Alexander Despo, Charles L.A. Terreni
Hearing Site: Columbia, SC
| | |
