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FINRA Awards for Bill Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0291708/11/2023Claimant(s): Bill Nguyen
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): TD Ameritrade., Nguyen Capital Partners
Respondent Lawyers(s): Neil S. Baritz, W. Andrew Clayton
Arbitrator(s): Langfred W. White, Darryl C. Wilson, Gayle B. Carlson
Hearing Site: Tampa, FL
Checkmark Icon$1,207,550

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