| 21-02882 | 11/04/2024 | Claimant(s): Gregory Bradshaw
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Samuel P. Peluso, Gayle B. Carlson, Mitchel Weiss
Hearing Site: Jacksonville, FL
| | |
| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
| | |
| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd
Hearing Site: Tampa, FL
| | |
| 23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Jacksonville, FL
| | |
| 22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
| | |
| 18-02917 | 08/11/2023 | Claimant(s): Bill Nguyen
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): TD Ameritrade., Nguyen Capital Partners
Respondent Lawyers(s): Neil S. Baritz, W. Andrew Clayton
Arbitrator(s): Langfred W. White, Darryl C. Wilson, Gayle B. Carlson
Hearing Site: Tampa, FL
|  | $1,207,550 |
| 21-03115 | 05/04/2023 | Claimant(s): Jerry Willoughby, John Disosway, Sylvia Majani, Victor Hooper, John Disosway & Sylvia Majani, Vickie L. Earle Trust, Victor J. Hooper Irrevocable Trust FBO
Claimant Lawyers(s): John S. Chapman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Gayle B. Carlson, Anthony Richard Sanchez, Edgar Vazquez-Cruz
Hearing Site: Orlando, FL
| | |
| 21-02127 | 12/01/2022 | Claimant(s): Anthony Nowak, Anthony E. Nowak Rev. Trust
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Gayle B. Carlson, John G. Sciandra, Mark Joseph Mugnaini
Hearing Site: Tampa, FL
| | $11,658,100 |
| 21-02710 | 11/22/2022 | Claimant(s): Glenda Carter
Claimant Lawyers(s): Governor E. Jackson
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): Frank Morreale
Arbitrator(s): Thomas Joseph Atkinson, Gayle B. Carlson, Mauricio Arcadier
Hearing Site: Jackson, MS
| | $0 |
| 21-02633 | 05/12/2022 | Claimant(s): Jason Edwards
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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