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FINRA Awards for Shannon Nicole Boyd

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0320401/22/2018Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Ashok Mittal
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Martin M. Van Luven, Joseph John Mantione, Shannon Nicole Boyd
Hearing Site: Tampa, FL
Checkmark Icon$0
13-0186311/14/2014Claimant(s): Barry Toole
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William F. Glaser, Thomas R. Carlsen, Shannon Nicole Boyd
Hearing Site: Tampa, FL

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