| 21-02041 | 05/02/2023 | Claimant(s): Eda Lee Haas, Julia Berg, Phillip Haas, Sandra Gollofon, Susan Meyers
Claimant Lawyers(s): Duncan E Manville
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Elwood C. Avery, Cheung David Chhieng, Katherine L Sidener
Hearing Site: Seattle, WA
|  | $0 |
| 20-03896 | 03/22/2022 | Claimant(s): Richard Dunstan, Perma-Chink Systems., Richard Dunstan Contributory IRA, Richard Dunstan Roth Conversion IRA
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Katherine Hendricks, Jonathan Sprouffske, Martin Kehoe
Hearing Site: Seattle, WA
| | $0 |
| 20-02623 | 09/16/2021 | Claimant(s): FPP CIS Opportunities Fund, L.P.
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Judith C. Zerden, Kinchen C. Bizzell, Lawrence Williams
Hearing Site: New York, NY
| | $1,881,500 |
| 19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason
Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): David Luger, Kevin H. Lewis
Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
| | $4,646,560 |
| 19-02917 | 02/22/2021 | Claimant(s): Sarah Ihrie
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Interactive Brokers LLC, Vita Intellectus
Respondent Lawyers(s): David Luger, Joshua Label
Arbitrator(s): G. E. Craig Doupe, John M. Casey, David E. Crowe
Hearing Site: Seattle, WA
| | $639,000 |
| 17-00770 | 08/28/2019 | Claimant(s): Kessev Tov LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben
Hearing Site: Orlando, FL
| | $0 |
| 15-03199 | 04/11/2019 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Dr. Parbhur and Charanjit Singh, Brar Family Partnership, L.P.
Respondent Lawyers(s): Arthur M. Schwartzstein
Arbitrator(s): Neil T. Treger, Brock B. Gordon, Harold Craig Cohen
Hearing Site: Norfolk, VA
| | $0 |
| 15-03185 | 08/09/2018 | Claimant(s): Sukhminder Pannu and Prabhjot Dillion
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Keith Roberts, Clive I. Morrick, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 15-03228 | 04/24/2018 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Huzaifa Husain
Respondent Lawyers(s): Huzaifa Husain
Arbitrator(s): Malcolm Edwin Whittaker, Mary Esther Escobedo, Julie Marie Miller
Hearing Site: Houston, TX
| | $0 |
| 15-03204 | 01/22/2018 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Ashok Mittal
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Martin M. Van Luven, Joseph John Mantione, Shannon Nicole Boyd
Hearing Site: Tampa, FL
| | $0 |
