19-01354 | 12/05/2019 | Claimant(s): Craig Wakefield Claimant Lawyers(s): Molly M. White Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, Mary Esther Escobedo Hearing Site: Houston, TX
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18-00013 | 01/10/2019 | Claimant(s): James Elam Claimant Lawyers(s): James Warren Elam Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson Hearing Site: Little Rock, AR
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15-03228 | 04/24/2018 | Claimant(s): Interactive Brokers LLC Claimant Lawyers(s): David Luger Respondent(s): Huzaifa Husain Respondent Lawyers(s): Huzaifa Husain Arbitrator(s): Malcolm Edwin Whittaker, Mary Esther Escobedo, Julie Marie Miller Hearing Site: Houston, TX
| | $0 |
16-03390 | 03/26/2018 | Claimant(s): Kathryn Childress Irrevocable Trust Claimant Lawyers(s): Shari P. Pulman Respondent(s): Scottrade Inc., Clyde Jones Respondent Lawyers(s): Clyde Mick Jones, Niels P. Murphy Arbitrator(s): Mary Esther Escobedo, James Wallace Boeckman, Jude A Smith Hearing Site: Houston, TX
| | $905,000 |
16-01087 | 08/21/2017 | Claimant(s): David Hinkle Claimant Lawyers(s): David Hinkle Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): David A. Paul Arbitrator(s): Frank M. Romano, Jeffrey M. Aboloff, Mary Esther Escobedo Hearing Site: Houston, TX
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10-05117 | 02/23/2012 | Claimant(s): Kay Dunn, Joseph Charles MacCabe III Claimant Lawyers(s): Joseph C. MacCabe, Kay M. Dunn Respondent(s): Byron Preuss, Russell Childs, Cambridge Legacy Securities LLC, IMS Securities. Respondent Lawyers(s): Brian A. Carlis, J. Randle Henderson Arbitrator(s): Sherry R. Wetsch, William R. Jonson, Mary Esther Escobedo Hearing Site: Houston, TX
| | $30,000 |
09-06504 | 11/16/2011 | Claimant(s): Patrick Mendenhall Claimant Lawyers(s): Brian E. Bro Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Robert L. Ivey Arbitrator(s): Nathan Levy, Jeff Kilgore, Mary Esther Escobedo Hearing Site: Houston, TX
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09-00846 | 10/29/2010 | Claimant(s): Ratree Luesiri, William Morehead Claimant Lawyers(s): Tanya Sacks Respondent(s): Wachovia Securities, Donald Elster, John Caram, Marco Lloyd Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Selenne Calhamer, Michael S. Wilk, Mary Esther Escobedo Hearing Site: Houston, TX
| | $0 |