| 19-01354 | 12/05/2019 | Claimant(s): Craig Wakefield
Claimant Lawyers(s): Molly M. White
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, Mary Esther Escobedo
Hearing Site: Houston, TX
| | |
| 17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner
Claimant Lawyers(s): Jessica S. Taylor
Respondent(s): Eric McIntyre, Gary Hartman
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch
Hearing Site: Houston, TX
|  | Expungement |
| 14-02240 | 08/24/2015 | Claimant(s): Jeanne Hebert
Claimant Lawyers(s): Jeanne H. Hebert
Respondent(s): Wells Fargo Advisors, Lindsey Barlow
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Michele N. O'Brien
Hearing Site: Houston, TX
| | Expungement |
| 09-03074 | 12/23/2010 | Claimant(s): Michael Maher
Claimant Lawyers(s): Patrick Zummo
Respondent(s): John Bentley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judith A. Meyer
Arbitrator(s): Kathy R. Holler, Thomas D. Nagle, Larry J. Craddock
Hearing Site: Houston, TX
| | $0 |
| 09-02644 | 07/23/2010 | Claimant(s): Michael Jamail
Claimant Lawyers(s): George Michael Jamail
Respondent(s): Byron Meads, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Kathy R. Holler, Sherry R. Wetsch, Brian James Tagtmeier
Hearing Site: Houston, TX
| | $0 |
| 07-00805 | 11/01/2007 | Claimant(s): Scottrade.
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): John Gott
Respondent Lawyers(s): John C. Gott
Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, David C. Redford
Hearing Site: Houston, TX
| | $0 |
| 07-00466 | 10/12/2007 | Claimant(s): Michael Airhart and Amy Airhart
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Jake Carriker, Riverstone Wealth Management.
Respondent Lawyers(s): John Courtade
Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Robert P. Houston
Hearing Site: Houston, TX
| | $0 |
