Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00131 | 01/13/2017 | Claimant(s): Kurt Martyn Claimant Lawyers(s): Edward J. Christensen Respondent(s): Jim Corona, Scottrade Inc. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI |  | $3,225 |
| 12-01068 | 11/14/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Steven Elefson Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Thomas J. Ray, Jerry M. Deters, David Cottingham Mann Hearing Site: St. Louis, MO | ||
| 09-06773 | 03/16/2011 | Claimant(s): Jacqueline Picquelle Claimant Lawyers(s): Robert J. Benbenek Respondent(s): Scottrade Inc. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Lawrence Alexander Huerta, John C. Lees, Thomas L. Marshall Hearing Site: San Diego, CA | | $45,000 |
| 08-04361 | 10/21/2009 | Claimant(s): David Durdon Claimant Lawyers(s): Irwin G. Stein Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina Hearing Site: Baltimore, MD | | $0 |
| 08-03607 | 08/06/2009 | Claimant(s): Scottrade. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Elisei Chereji Respondent Lawyers(s): Joseph Soraghan Arbitrator(s): Albert J. Haller, David B. Lacks, Daniel J. Marsh Hearing Site: St. Louis, MO | | $0 |
| 07-03626 | 01/20/2009 | Claimant(s): David Lobato Claimant Lawyers(s): David Lobato Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Martin Domb Hearing Site: New York, NY | | $0 |
| 07-02946 | 06/26/2008 | Claimant(s): Richard Haskell, Susan Haskell Claimant Lawyers(s): Sean Greenwood Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Ralph M. Goren, Daniel C. Kriser, Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 07-00804 | 11/02/2007 | Claimant(s): Scottrade. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Andy Nguyen Respondent Lawyers(s): Andy Nguyen Arbitrator(s): Laurie J. Butler Hearing Site: Los Angeles, CA | | $0 |
| 07-00805 | 11/01/2007 | Claimant(s): Scottrade. Claimant Lawyers(s): Thomas L. Azar Respondent(s): John Gott Respondent Lawyers(s): John C. Gott Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, David C. Redford Hearing Site: Houston, TX | | $0 |
| 06-04292 | 10/12/2007 | Claimant(s): Moloney Securities Co.. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Jacqueline Mead, William Mead Respondent Lawyers(s): Jacqueline M. Mead, William Ramey Mead Arbitrator(s): David A. Fingerhut Hearing Site: St. Louis, MO |