| 14-02972 | 04/28/2015 | Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
|  | $163 |
| 13-01956 | 02/12/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Kevin Cloutier
Respondent(s): Ritchey Wetzel
Respondent Lawyers(s): Ritchey Wetzel
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
| | |
| 13-02273 | 07/17/2014 | Claimant(s): Thomas Hake
Claimant Lawyers(s): Joan M Swartz
Respondent(s): Ethan Rush, Ronald Klimas, Securities Service Network.
Respondent Lawyers(s): J. Christopher Wehrle, Ronald T. Klimas, Ronald T. Klimas Chief Compliance
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
| | |
| 10-03922 | 11/11/2011 | Claimant(s): Rosemary Intagliata
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin I Sacca
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
| | $0 |
| 09-07030 | 07/27/2010 | Claimant(s): Florence Isham
Claimant Lawyers(s): Fred S. Clark
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
| | $0 |
| 08-03607 | 08/06/2009 | Claimant(s): Scottrade.
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): Elisei Chereji
Respondent Lawyers(s): Joseph Soraghan
Arbitrator(s): Albert J. Haller, David B. Lacks, Daniel J. Marsh
Hearing Site: St. Louis, MO
| | $0 |
| 06-05382 | 08/21/2008 | Claimant(s): Delmer Urbanczyk
Claimant Lawyers(s): Steve Koslovsky
Respondent(s): Janet Urbanczyk, Marvin Urbanczyk, A.G. Edwards & Sons., Roger David, Edward Jones
Respondent Lawyers(s): Donald D. McBride, Frederic M. Wolfram, William S. Port
Arbitrator(s): Albert J. Haller, David B. Lacks, David A. Fingerhut
Hearing Site: St. Louis, MO
| | Account transfer request is granted |
