Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
13-02273 | 07/17/2014 | Claimant(s): Thomas Hake Claimant Lawyers(s): Joan M Swartz Respondent(s): Ethan Rush, Ronald Klimas, Securities Service Network. Respondent Lawyers(s): J. Christopher Wehrle, Ronald T. Klimas, Ronald T. Klimas Chief Compliance Arbitrator(s): Albert J. Haller Hearing Site: St. Louis, MO |