Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02596 | 05/14/2015 | Claimant(s): Jacqueline Neamon, William Neamon Claimant Lawyers(s): Bernard A. Unger Respondent(s): Michael Ganci Respondent Lawyers(s): Ronald Klimas Arbitrator(s): Christopher C. Willett Hearing Site: Buffalo, NY |  | $213 |
| 13-02273 | 07/17/2014 | Claimant(s): Thomas Hake Claimant Lawyers(s): Joan M Swartz Respondent(s): Ethan Rush, Ronald Klimas, Securities Service Network. Respondent Lawyers(s): J. Christopher Wehrle, Ronald T. Klimas, Ronald T. Klimas Chief Compliance Arbitrator(s): Albert J. Haller Hearing Site: St. Louis, MO |