| 14-02596 | 05/14/2015 | Claimant(s): Jacqueline Neamon, William Neamon
Claimant Lawyers(s): Bernard A. Unger
Respondent(s): Michael Ganci
Respondent Lawyers(s): Ronald Klimas
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
|  | $213 |
| 14-03356 | 05/11/2015 | Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
| | $0 |
| 12-03268 | 03/27/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L Lathrop
Respondent(s): Timothy Sobolewski
Respondent Lawyers(s): Joanne A. Schultz
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
| | |
| 10-04364 | 08/31/2012 | Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
| | Expungement |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 10-04068 | 12/13/2011 | Claimant(s): Charmaine Kaltrider
Claimant Lawyers(s): R. Scott Atwater
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stephen Nosek, Timothy McNamara, McNamara-Nosek Group
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Christopher C. Willett, David E. McNabb, John William Comstock
Hearing Site: Buffalo, NY
| | $728,961 |
| 05-00015 | 05/25/2011 | Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
| | $183,000 |
| 09-05445 | 11/11/2010 | Claimant(s): Patricia Rosati, Raymond Rosati
Claimant Lawyers(s): Raymond T Rosati
Respondent(s): Michael Bowen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): David Buch, Vincent Micciche, Christopher C. Willett
Hearing Site: Buffalo, NY
| | $0 |
| 09-00382 | 03/15/2010 | Claimant(s): George Galajda, IRA
Claimant Lawyers(s): Steven Galajda
Respondent(s): Thomas Tette, 1st Global Capital Corp.
Respondent Lawyers(s): Marc J. Ross
Arbitrator(s): Christopher C. Willett, David L. Hoffberg, Ronald Ripstein
Hearing Site: Rochester, NY
| | $0 |
| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
| | |
