| 20-00434 | 09/11/2020 | Claimant(s): Ryan Haslam
Claimant Lawyers(s): Frances Menzer
Respondent(s): New England Securities
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | |
| 18-00170 | 12/03/2018 | Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities
Respondent Lawyers(s): Eunice C. Jordan
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
| | |
| 16-03096 | 08/22/2017 | Claimant(s): Stephen Dellelo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities, Next Financial Group.
Respondent Lawyers(s): Eunice Jordan, John T. Unger
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
| | |
| 15-02778 | 08/17/2016 | Claimant(s): James Ross
Claimant Lawyers(s): James E. Ross
Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners
Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor
Arbitrator(s): Paul A. Auerbach
Hearing Site: Providence, RI
|  | $300 |
| 14-03502 | 05/24/2016 | Claimant(s): Laura Bennett
Claimant Lawyers(s): Laura Bennett
Respondent(s): Frederick Kessler, New England Securities, New England Financial
Respondent Lawyers(s): Victoria Woodin Chavey
Arbitrator(s): Raymond Louis George, Howard J. Stiefel, David I. Goldblatt
Hearing Site: New York, NY
| | |
| 11-04126 | 05/31/2012 | Claimant(s): Howard Adkins
Claimant Lawyers(s): Howard M. Adkins
Respondent(s): David Wylie, Kenneth Nadeau, New England Securities
Respondent Lawyers(s): William Zeena
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
| | $163 |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 10-04177 | 11/22/2011 | Claimant(s): Nick Bohmann
Claimant Lawyers(s): Nick R. Bohmann
Respondent(s): New England Securities, Marc Colby, Michael Priede, Metlife Securities Inc.
Respondent Lawyers(s): Ethan G. Zelizer
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
| | |
| 10-03323 | 10/14/2011 | Claimant(s): Kumar Desai, Subodh Desai
Claimant Lawyers(s): F. Homi Cooper
Respondent(s): New England Securities, Metlife Securities.
Respondent Lawyers(s): Mark J. Crandley
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann, Jerome K. Rumps
Hearing Site: Chicago, IL
| | $0 |
| 09-04310 | 10/21/2010 | Claimant(s): New England Securities, New England Life Insurance Company
Claimant Lawyers(s): Martin Harris
Respondent(s): James Archibald
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld
Hearing Site: Manchester, NH
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