| 14-00897 | 12/20/2016 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
| | |
| 16-00122 | 12/01/2016 | Claimant(s): Wesley Whitten
Claimant Lawyers(s): Wesley W. Whitten
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Christina Meddin
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | |
| 15-02778 | 08/17/2016 | Claimant(s): James Ross
Claimant Lawyers(s): James E. Ross
Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners
Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor
Arbitrator(s): Paul A. Auerbach
Hearing Site: Providence, RI
|  | $300 |
| 14-03315 | 06/09/2016 | Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 13-02545 | 03/01/2016 | Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02160 | 03/23/2015 | Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
| | $45,129 |
| 13-00441 | 06/05/2014 | Claimant(s): Christopher Birli, Patrick Chapin
Claimant Lawyers(s): Anthony Pecoraro, Brendan James Gilbert
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): David R. Foley, L. Paul Kehoe, Ramona Lee Lloyd
Hearing Site: Buffalo, NY
| | |
| 11-03863 | 10/10/2013 | Claimant(s): Frances Salazar
Claimant Lawyers(s): Eric D. Norvell
Respondent(s): John Strange, Metlife Securities Inc.
Respondent Lawyers(s): Jamie B. Palfai
Arbitrator(s): Barry H. Barnett, Mary C. Davis, Hazel E. Hanley
Hearing Site: Albuquerque, NM
| | $0 |
| 12-03686 | 05/24/2013 | Claimant(s): Lisa Fulco
Claimant Lawyers(s): Lisa A Fulco
Respondent(s): Banc of America Investment Services Inc., Metlife Securities Inc.
Respondent Lawyers(s): Bruce M. Steen, Martin Harris
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
| | |
| 11-00527 | 04/16/2013 | Claimant(s): James Ortenzio
Claimant Lawyers(s): John D. Singer
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Dwight Wassong, Linda J. Baer, David Morris Weiss
Hearing Site: Newark, NJ
| | |
