Potomac Analytics' Logo

FINRA Awards for Robert E. Norton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0017806/28/2017Claimant(s): Robert Crumrine
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$300
14-0216003/23/2015Claimant(s): Leonard Miller
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): William H. Fleece
Hearing Site: Tampa, FL
Checkmark Icon$45,129
13-0019707/26/2013Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
Checkmark Icon$50,600
13-0019807/19/2013Claimant(s): Frances Whitehead
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
Checkmark Icon$300

4 Results

Display: