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FINRA Awards for Donald G. Kennedy

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0019707/26/2013Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
Checkmark Icon$50,600
10-0513304/11/2011Claimant(s): Theodore R. Booher Living Trust
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Donald G. Kennedy
Hearing Site: Orlando, FL
Checkmark Icon$38,650
09-0716807/20/2010Claimant(s): Cecelia Cook
Claimant Lawyers(s): Cecelia Wilson Cook
Respondent(s): LPL Financial LLC, Randall Dyches
Respondent Lawyers(s): Jennifer L. Carpenter
Arbitrator(s): Donald G. Kennedy
Hearing Site: Columbia, SC
Checkmark Icon$213

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