| 24-00755 | 11/21/2024 | Claimant(s): Gabriel Feurdean
Claimant Lawyers(s): Gabriel Feurdean
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
|  | $0 |
| 24-00024 | 11/18/2024 | Claimant(s): Matthew Moll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James S. Bradbury
Arbitrator(s): Andrew Kennon Jennings
Hearing Site: Atlanta, GA
| | |
| 23-00591 | 10/28/2024 | Claimant(s): Jerome Huddleston, Jerome Huddleston IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas James Hirsch, Shaquana Ellison
Hearing Site: Atlanta, GA
| | Expungement |
| 23-02938 | 10/11/2024 | Claimant(s): Sonia Balfour-Fears
Claimant Lawyers(s): William Preston Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 23-03215 | 10/11/2024 | Claimant(s): Shanita Gray, Dinner with the Grays Incorporated
Claimant Lawyers(s): Shanita R. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): John James Rubin, Susan Warshauer Kennicott, Elizabeth Berry West
Hearing Site: Atlanta, GA
| | $0 |
| 24-00167 | 10/02/2024 | Claimant(s): Kathleen Laymac
Claimant Lawyers(s): James Laymac
Respondent(s): Robert Rosenstein, Tim Moody, Moody Capital Solutions.
Respondent Lawyers(s): Anne T. Freeland, Tim Moody
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Charles Boyd Mathes
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12504 |
| 23-01170 | 09/26/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Wade Roberts
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
| | |
| 24-00056 | 09/12/2024 | Claimant(s): Ronnie Lee Rozier
Claimant Lawyers(s): Ronnie L. Rozier
Respondent(s): Aubrey Parker, Wells Fargo Clearing Services, Rick Kent
Respondent Lawyers(s): Deirdre C. Wolff, Luis F. Mendez
Arbitrator(s): Robert H. Putnam, Andy W. Morgan, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12504 and 12206 |
| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S. Menkin
Hearing Site: Atlanta, GA
| | |
| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Arete Wealth Management, Center Street Securities.
Respondent Lawyers(s): Don Pollard, Joshua Rogers
Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George
Hearing Site: Atlanta, GA
| | |
