| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S. Menkin
Hearing Site: Atlanta, GA
| | |
| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Arete Wealth Management, Center Street Securities.
Respondent Lawyers(s): Don Pollard, Joshua Rogers
Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George
Hearing Site: Atlanta, GA
| | |
| 23-01289 | 04/10/2024 | Claimant(s): David Hancock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Lita S. Menkin
Hearing Site: Birmingham, AL
| | |
| 23-00044 | 03/29/2024 | Claimant(s): Danielle Azadian
Claimant Lawyers(s): Lars Soreide
Respondent(s): Peter Janssen, Katalyst Securities Llc
Respondent Lawyers(s): Philip Kempisty, Walter J. Mathews
Arbitrator(s): Lita S. Menkin, Gia B. Compton, Jeffrey Alperin
Hearing Site: Atlanta, GA
|  | $46,440 |
| 21-00292 | 10/25/2022 | Claimant(s): William Howard
Claimant Lawyers(s): Eric J. Nathan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock
Hearing Site: Atlanta, GA
| | |
| 19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly
Claimant Lawyers(s): W D Masterson
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Cheryl L. Haas
Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 21-00114 | 05/19/2022 | Claimant(s): David C. Rentschler and Karen Ann
Claimant Lawyers(s): David Vermont
Respondent(s): Stephano Marino
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | Dismissed by Rule 12212/12511 |
| 21-00082 | 12/16/2021 | Claimant(s): James Bales
Claimant Lawyers(s): James Cosby
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase
Hearing Site: Norfolk, VA
| | |
| 18-04008 | 05/27/2021 | Claimant(s): Sharon Malone, Timothy Malone, Sardis Cemetery Properties.
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Andre Labarbera, David Levy, Richard Stoyeck, Titus Rockefeller
Respondent Lawyers(s): Andre Vincent Labarbera, David Michael Levy, Richard Christopher Stoyeck
Arbitrator(s): Lita S Menkin, John F. O'Neill, Lorraine King
Hearing Site: Atlanta, GA
| | $1,726,770 |
| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Kristin L. Wynne
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
| | |
