Potomac Analytics' Logo

FINRA Awards for Julieta L Smith

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0361608/15/2022Claimant(s): Janet Benloss-Kelly
Claimant Lawyers(s): W D Masterson
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Cheryl L. Haas
Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith
Hearing Site: Atlanta, GA
15-0027505/02/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jason Dudley
Respondent Lawyers(s): Jason Loy Dudley
Arbitrator(s): Robert H. Putnam, Deborah A. Jackson, Julieta L Smith
Hearing Site: Atlanta, GA
11-0255010/24/2012Claimant(s): Cherry Westbrook, Jonathon Edens
Claimant Lawyers(s): Edmund J. Novotny
Respondent(s): State Farm Mutual Auto Insurance Company
Respondent Lawyers(s): James J. Oh
Arbitrator(s): James G. Killough, Mollie Wagner Neal, Julieta L Smith
Hearing Site: Atlanta, GA

3 Results

Display: