| 22-00803 | 05/04/2023 | Claimant(s): Norman D'Silva
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Marva Graham
Arbitrator(s): John James McGovern
Hearing Site: Manchester, NH
| | |
| 22-00738 | 12/08/2022 | Claimant(s): Anthony Kayser
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
| | |
| 19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly
Claimant Lawyers(s): W D Masterson
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Cheryl L. Haas
Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 20-02042 | 01/14/2021 | Claimant(s): Thomas McWilliams
Claimant Lawyers(s): Michael T. Gass
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Jim Geiger, Patrick W. McKeon, John James McGovern
Hearing Site: Manchester, NH
| | |
| 20-00929 | 12/10/2020 | Claimant(s): Richard Towey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | |
| 19-03428 | 06/30/2020 | Claimant(s): Howard Lashner
Claimant Lawyers(s): Colin Thomas Dean
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | |
| 18-03519 | 01/06/2020 | Claimant(s): Barbara Remer, Vickie Kraszewski
Claimant Lawyers(s): W. Jay Brown
Respondent(s): Kriss Klaus, PFS Investments Inc.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Tracy L. Allen, Erane C. Washington-Kendrick, Jo A. Irby
Hearing Site: Detroit, MI
|  | $0 |
| 18-03277 | 06/12/2019 | Claimant(s): PFS Investments Inc.
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 14-00412 | 10/15/2014 | Claimant(s): Jose Valenzuela, PFS Investments Inc.
Claimant Lawyers(s): Mark F. Raymond
Respondent(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Respondent Lawyers(s): Frank R. Rodriguez
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
| | Expungement |
| 12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg
Respondent(s): Jose Valenzuela, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel
Hearing Site: Miami, FL
| | $585,908 |
