| 19-03798 | 06/03/2020 | Claimant(s): Kent Burkhart
Claimant Lawyers(s): Kent W. Burkhart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Lee H. Goodman
Hearing Site: Detroit, MI
|  | $0 |
| 18-03519 | 01/06/2020 | Claimant(s): Barbara Remer, Vickie Kraszewski
Claimant Lawyers(s): W. Jay Brown
Respondent(s): Kriss Klaus, PFS Investments Inc.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Tracy L. Allen, Erane C. Washington-Kendrick, Jo A. Irby
Hearing Site: Detroit, MI
| | $0 |
| 19-00024 | 10/16/2019 | Claimant(s): Emmalee Jones, Roderick Sibley, Roderick A. Sibley IRA
Claimant Lawyers(s): Emmallee D. Jones, Roderick A. Sibley
Respondent(s): Lyndon Davis, Raymond, James & Associates.
Respondent Lawyers(s): Lyndon L. Davis, Raymond W. Henney
Arbitrator(s): Gail K. Barski-McCracken, Kenneth Alan Roth, Sandra Jo Baumchen
Hearing Site: Detroit, MI
| | Settlement |
| 17-02794 | 06/17/2019 | Claimant(s): Grace Meda
Claimant Lawyers(s): Terry M. Osgood
Respondent(s): Ernest Romer, Holly Maurer, Raymond Pett, Corecap Investments., P & R Capital LLC
Respondent Lawyers(s): Corporate President, Ernest Julius Romer, Raymond W. Henney, Steven Mellen
Arbitrator(s): Timothy J. Currier, Tracy L. Allen, JoAnn Marino
Hearing Site: Detroit, MI
| | Expungement |
| 18-01283 | 05/03/2019 | Claimant(s): Paul Bergholtz, Priscilla Bergholtz
Claimant Lawyers(s): Aaron Israels
Respondent(s): Judith Villarreal, Raymond Pett
Respondent Lawyers(s): Mohamed Awan, Raymond W. Henney
Arbitrator(s): Raymond J. Sterling, Barbara A. Johannessen, Kenneth Alan Roth
Hearing Site: Detroit, MI
| | Expungement |
| 17-02600 | 11/13/2018 | Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
| | Expungement |
| 15-02127 | 11/03/2017 | Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | |
| 10-02153 | 05/25/2012 | Claimant(s): P&M Corporate Finance
Claimant Lawyers(s): Raymond W. Henney
Respondent(s): Michael Paparella, Philip Gilbert, Plante & Moran, PLLC
Respondent Lawyers(s): Joseph N. Gross, Raymond W. Henney
Arbitrator(s): Gregory P. Szuter, Thomas H. Barnard, Jeffrey V. Gery
Hearing Site: Cleveland, OH
| | |
| 11-02272 | 05/10/2012 | Claimant(s): Joseph K. Murphy IRA
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): Capwest Securities.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Victor Elting, John N. Chapin, Sal Presti
Hearing Site: Chicago, IL
| | $366,050 |
