| 19-03798 | 06/03/2020 | Claimant(s): Kent Burkhart
Claimant Lawyers(s): Kent W. Burkhart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Lee H. Goodman
Hearing Site: Detroit, MI
|  | $0 |
| 19-00028 | 04/28/2020 | Claimant(s): Susan Grcevich
Claimant Lawyers(s): Carter S. Plotkin
Respondent(s): Wells Fargo Clearing Services, Philip Farese
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): William M. Getzoff, Daniel R. Formeller, Lee H. Goodman
Hearing Site: Chicago, IL
| | Expungement |
| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
| | |
| 17-00738 | 01/19/2018 | Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
| | $0 |
| 16-03550 | 09/01/2017 | Claimant(s): Calvin Knight
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Hudson Knight Securities.
Respondent Lawyers(s): Jonathan Hudson Webb
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
| | |
| 14-03769 | 04/19/2016 | Claimant(s): Russell Warner
Claimant Lawyers(s): Neil M. Rosenbaum
Respondent(s): Paul Turner, Turner Financial Services.
Respondent Lawyers(s): Richard M. Hoffman
Arbitrator(s): Lee H. Goodman, Thomas Michael Genovese, Ruth Ann Kubancek
Hearing Site: Chicago, IL
| | |
| 14-03140 | 03/18/2016 | Claimant(s): Sun Trading LLC
Claimant Lawyers(s): Jordan P. Vick
Respondent(s): Kieran Fitzgerald
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Leon Fox, Lee H. Goodman, Georgia K. Fountoulakis
Hearing Site: Chicago, IL
| | |
| 14-01298 | 11/05/2015 | Claimant(s): Fredrik Gabriel
Claimant Lawyers(s): Edward R. Moor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Michael S. Matek, Lee H. Goodman, Charles Orlove
Hearing Site: Chicago, IL
| | $0 |
| 13-00369 | 02/28/2014 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Tobias E. Schlueter
Respondent(s): Joyce Guccione
Respondent Lawyers(s): Randall B. Gold
Arbitrator(s): Lee H. Goodman, Daniel Baruch Lidawer, Gerald F DeNotto
Hearing Site: Chicago, IL
| | |
| 12-04351 | 07/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Byron Brook
Respondent Lawyers(s): Byron Alan Brook
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
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