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FINRA Awards for William M. Getzoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0002804/28/2020Claimant(s): Susan Grcevich
Claimant Lawyers(s): Carter S. Plotkin
Respondent(s): Wells Fargo Clearing Services, Philip Farese
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): William M. Getzoff, Daniel R. Formeller, Lee H. Goodman
Hearing Site: Chicago, IL
Checkmark IconExpungement
19-0121203/13/2020Claimant(s): American Homeowner Preservation
Claimant Lawyers(s): David Miller
Respondent(s): Mountainview Securities.
Respondent Lawyers(s): Michele R. Blythe
Arbitrator(s): William M. Getzoff, Arne R. Rode, Stephen Jeremiah O'Neil
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206/12504

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