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FINRA Awards for Carter S. Plotkin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0002804/28/2020Claimant(s): Susan Grcevich
Claimant Lawyers(s): Carter S. Plotkin
Respondent(s): Wells Fargo Clearing Services, Philip Farese
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): William M. Getzoff, Daniel R. Formeller, Lee H. Goodman
Hearing Site: Chicago, IL
Checkmark IconExpungement

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