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FINRA Awards for Martin Harris

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Displaying 10 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0268406/17/2024Claimant(s): Jacob Solomon
Claimant Lawyers(s): Alex Padla
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): William A. Rome, John Michael Bergin, David Stein
Hearing Site: New York, NY
23-0120303/13/2024Claimant(s): Martin Weiss
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Steven Mark Bell
Hearing Site: Des Moines, IA
23-0011009/29/2023Claimant(s): Darryl Fyall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
23-0059809/26/2023Claimant(s): Aaron Gordon
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz, Jason Robinson, John F Mencer
Hearing Site: Phoenix, AZ
22-0275909/19/2023Claimant(s): Brad Martin
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT
21-0207506/26/2023Claimant(s): Bernard Audet
Claimant Lawyers(s): Matthew R. Major
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Alan M. Schankel, John James McGovern, Robin L. Lewis
Hearing Site: Philadelphia, PA
22-0032111/09/2022Claimant(s): Larry Tolbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Sagepoint Financial., MSI Financial Services.
Respondent Lawyers(s): James V. Noblett, Martin Harris
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
21-0277105/24/2022Claimant(s): Jeremiah Butout
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): David S. Eisenberg
Hearing Site: Phoenix, AZ
21-0230304/25/2022Claimant(s): Michelle Coble
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Msi Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark C Watler
Hearing Site: Oklahoma City, OK
21-0178102/18/2022Claimant(s): Donald Albach
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ

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