Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00047 | 12/06/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Mehran Khavarian Respondent Lawyers(s): Mehran Khavarian Arbitrator(s): Richard W. Dissen Hearing Site: Montpelier, VT |  | $0 |
| 22-02759 | 09/19/2023 | Claimant(s): Brad Martin Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): MML Investors Services Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 19-03510 | 08/28/2023 | Claimant(s): Thatcher J. Fields Gift Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Louis H Miron, Julius Z. Frager, Bruce Arthur Blessington Hearing Site: Montpelier, VT | | Expungement |
| 21-00897 | 10/20/2021 | Claimant(s): Thomas Cosinuke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Montpelier, VT | ||
| 20-03076 | 03/25/2021 | Claimant(s): Jason Oleet Claimant Lawyers(s): Brian Luther Respondent(s): Oleet Securities Respondent Lawyers(s): Jason Oleet Arbitrator(s): Douglas M. Branson Hearing Site: Montpelier, VT | ||
| 20-02550 | 03/23/2021 | Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint Claimant Lawyers(s): Craig G. Bloxham Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Edward W. Morris Hearing Site: Montpelier, VT | | $16,753 |
| 20-02408 | 03/11/2021 | Claimant(s): GEORGE EWINS, RICHARD KOWALSKI Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 20-01872 | 11/25/2020 | Claimant(s): David Maher Claimant Lawyers(s): David Joseph Maher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julius Z. Frager Hearing Site: Montpelier, VT | ||
| 20-00430 | 11/06/2020 | Claimant(s): Pamela Pratico Claimant Lawyers(s): Jason J. Kane Respondent(s): Louis Olave, Questar Capital Corporation Respondent Lawyers(s): Christopher T. Roach, Mark S. Enslin Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | | $24,299 |
| 18-03605 | 08/23/2019 | Claimant(s): Mary Harger Claimant Lawyers(s): Victor J. Segale Respondent(s): Collin Fingon, Cetera Advisors LLC Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John James McGovern Hearing Site: Montpelier, VT | | $0 |