Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01397 | 12/29/2022 | Claimant(s): Lawrence Natale Claimant Lawyers(s): Robert J. Moses Respondent(s): Purshe Kaplan Sterling Investments. Respondent Lawyers(s): David M. Purcell Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY | ||
| 22-00224 | 11/01/2022 | Claimant(s): Peter Shanahan Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC | ||
| 22-00101 | 09/06/2022 | Claimant(s): Joseph Duarte Claimant Lawyers(s): Robert J. Moses Respondent(s): First Republic Securities Company Respondent Lawyers(s): Debra Achkire Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY | ||
| 20-02408 | 03/11/2021 | Claimant(s): GEORGE EWINS, RICHARD KOWALSKI Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 19-03656 | 07/17/2020 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert J. Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Josian Antoine Hearing Site: New York, NY |