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FINRA Awards for Purshe Kaplan Sterling Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0139712/29/2022Claimant(s): Lawrence Natale
Claimant Lawyers(s): Robert J. Moses
Respondent(s): Purshe Kaplan Sterling Investments.
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Albany, NY

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