| 23-02462 | 11/04/2024 | Claimant(s): George Miller, Janet McKinley
Claimant Lawyers(s): Tyson C Redenbarger
Respondent(s): Samuel Schoner, First Republic Securities Company
Respondent Lawyers(s): E. Jeffrey Banchero, Mark L. Parmelee
Arbitrator(s): Philip Aaron Tymon, Gary S. DeWeese, Jonathan Polland
Hearing Site: San Francisco, CA
|  | Expungement |
| 23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Steven Levine
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff
Hearing Site: Boca Raton, FL
| | |
| 20-01539 | 02/17/2023 | Claimant(s): Shannon Marquardt
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Teresa Thong
Arbitrator(s): Lester Friedman, John J. Fitzpatrick, David I. Levine
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12212 and 12511 |
| 20-03765 | 10/03/2022 | Claimant(s): OKC Group
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): First Republic Investment Management, First Republic Securities Company
Respondent Lawyers(s): Neal Robb
Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00101 | 09/06/2022 | Claimant(s): Joseph Duarte
Claimant Lawyers(s): Robert J. Moses
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
| | |
| 19-01625 | 02/25/2022 | Claimant(s): William P. Cella and Elaine F. Cella
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Nicole Ryan
Arbitrator(s): Joan Maxine Secofsky, Judith C. Zerden, Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $0 |
| 20-02116 | 12/17/2021 | Claimant(s): The Evan Cole Revocable Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Ronald L. Cameron, Richard M. Norman, Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03368 | 04/16/2012 | Claimant(s): Edward Mercaldo, Evelyn Hall, Karen Mercaldo, William Hall, The Mercaldo Family Trust DTD 10/08/2002, The William and Evelyn Hall Trust
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Sara B. Brody
Arbitrator(s): Darryl J. Horowitt, Terri Coster Boesch, Val D. Hornstein
Hearing Site: San Francisco, CA
| | $0 |
| 10-04192 | 03/29/2012 | Claimant(s): Annie Zeigon, James Zeigon
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Sara B. Brody
Arbitrator(s): Jeffrey M. Allen, Norman S. Nayfach, Edward J. Harkins
Hearing Site: San Francisco, CA
| | $870,632 |
