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FINRA Awards for Charles J. Hecht

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0162502/25/2022Claimant(s): William P. Cella and Elaine F. Cella
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Nicole Ryan
Arbitrator(s): Joan Maxine Secofsky, Judith C. Zerden, Madelon M. Rosenfeld
Hearing Site: New York, NY
Checkmark Icon$0
09-0514106/10/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Verus Investments Holdings., Winton Capital Holding
Respondent Lawyers(s): Charles J. Hecht, H. Peter Haveles
Arbitrator(s): Mitchell S. Friedman, Andrew H. Freund, Howard A. Baker
Hearing Site: New York, NY
Checkmark Icon$886,270
10-0054702/23/2012Claimant(s): Pamela Wolf
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Luis Marino, Steven Goldfarb
Respondent Lawyers(s): Jonathan Sack, Robert M. Van De Veire
Arbitrator(s): William A. Hohauser, John J. Vesey, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$0
10-0034403/07/2011Claimant(s): Curt Lehner
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Brian Peterson, Clark Johnston, Jeffrey Peterson, Jonathan Peterson, Robert Tew, Todd Groskreutz, Alpine Securities Corporation
Respondent Lawyers(s): Steven G. Loosle
Arbitrator(s): Peter G. Walker, Laurie E. Law, William J. Bender
Hearing Site: Seattle, WA
Checkmark Icon$0

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