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FINRA Awards for William J. Bender

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0239805/21/2024Claimant(s): Roger Martyna
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): William J. Bender, Al Van Kampen, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
Checkmark Icon$0
23-0119809/13/2023Claimant(s): Suzanne Oney, Tod Oney
Claimant Lawyers(s): Tod Oney
Respondent(s): Randall Duggan, Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
Checkmark Icon$600
20-0400003/28/2022Claimant(s): Kevin Stokesbary
Claimant Lawyers(s): Shannon McDougald
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0133209/17/2021Claimant(s): Chun Zhu
Claimant Lawyers(s): Chun Mei (Ida) Zhu
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Jeffrey D. Hanslick
Arbitrator(s): Katherine Hendricks, William J. Bender, Craig Charles Beles
Hearing Site: Seattle, WA
18-0315605/29/2019Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender
Hearing Site: Seattle, WA
17-0285805/04/2018Claimant(s): James Black
Claimant Lawyers(s): John A Bender
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
16-0103604/10/2017Claimant(s): Marilyn Leatherman
Claimant Lawyers(s): Marilyn J. Leatherman
Respondent(s): Michael Bruch, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): William J. Bender
Hearing Site: Helena, MT
Checkmark Icon$10,119
15-0066607/26/2016Claimant(s): Megumi Sherrill, Richard Sherrill
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Leslie Cannon, Estate of Robert A. Cannon
Respondent Lawyers(s): Dan J. Oates
Arbitrator(s): William J. Bender, Jonathan H. Krotinger, Jane Ann McKenzie
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0196202/09/2015Claimant(s): Donald Bowman, Eileen Bowman
Claimant Lawyers(s): Steven M. Wilker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Linda I. Thomas, William J. Bender, James G. Dawson
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0182411/13/2014Claimant(s): George Carson, George R. Carson, DDS,PC Profit Sharing
Claimant Lawyers(s): John G. Crist
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): William J. Bender, Philip Aaron Tymon, Ronald E. Lorentsen
Hearing Site: Helena, MT
Checkmark IconExpungement

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