22-02398 | 05/21/2024 | Claimant(s): Roger Martyna Claimant Lawyers(s): Peter J. Mougey Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): William J. Bender, Al Van Kampen, Frederick Allan Kaseburg Hearing Site: Seattle, WA
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23-02900 | 05/14/2024 | Claimant(s): James Crosson Claimant Lawyers(s): William Bean Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors. Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko Arbitrator(s): Sean Alan D'Amico Hearing Site: Providence, RI
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23-00736 | 08/10/2023 | Claimant(s): Gary Sanson Claimant Lawyers(s): David I. Hantman Respondent(s): Cambridge Investment Research., Voya Financial Advisors. Respondent Lawyers(s): Denis C. Dice, Jeanette E. Dennis Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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22-01843 | 03/01/2023 | Claimant(s): Todd Slingerland Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard, Rochelle Mayfield Arbitrator(s): Steven R. Rolnick Hearing Site: Albany, NY
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22-00712 | 02/15/2023 | Claimant(s): Stephen Peiffer Claimant Lawyers(s): Jon-Jorge Aras Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Denis Dice Arbitrator(s): Jim Geiger, Lisette Lazinger Tarragano, George Aleman Hearing Site: Philadelphia, PA
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22-00824 | 12/19/2022 | Claimant(s): William Krebs Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Pension Planners Securities., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakisorate Office Arbitrator(s): Michael W. Burnett, Milton N. Gross, Cherie S. Lewis Hearing Site: Los Angeles, CA
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22-01395 | 12/02/2022 | Claimant(s): Samuel Head Claimant Lawyers(s): Lawton R. Graves Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott Hearing Site: Columbia, SC
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22-00256 | 10/28/2022 | Claimant(s): Douglas Everett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis, Howard M. Klausmeier Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR
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21-02200 | 04/14/2022 | Claimant(s): Keys Tinney Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO
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20-02375 | 04/08/2022 | Claimant(s): Scott Brady Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson Hearing Site: Portland, OR
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