| 22-00712 | 02/15/2023 | Claimant(s): Stephen Peiffer
Claimant Lawyers(s): Jon-Jorge Aras
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Jim Geiger, Lisette Lazinger Tarragano, George Aleman
Hearing Site: Philadelphia, PA
| | |
| 18-02342 | 12/27/2022 | Claimant(s): Marianne Antczak
Claimant Lawyers(s): Theodor A. Swansen
Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management
Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy
Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh
Hearing Site: Philadelphia, PA
|  | $1,662,660 |
| 18-04158 | 07/07/2022 | Claimant(s): Estate of Bernard Rex
Claimant Lawyers(s): Wiliam P. Rubley
Respondent(s): Thomas McDevitt
Respondent Lawyers(s): Thomas Anthony McDevitt
Arbitrator(s): Gordon M. Wase, Allen M. Kerpan, George Aleman
Hearing Site: Philadelphia, PA
| | $100,000 |
| 16-02423 | 07/10/2018 | Claimant(s): Victor Novelli
Claimant Lawyers(s): Raymond J Falzone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Gordon M. Wase, George Aleman, Timothy Nolan Donahue
Hearing Site: Philadelphia, PA
| | Expungement |
