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FINRA Awards for Andrew S. Walsh

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0137612/14/2023Claimant(s): Zakira Chambers
Claimant Lawyers(s): Zakira Chambers
Respondent(s): Navy Federal Investment Services
Respondent Lawyers(s): Marissa S. Bacino
Arbitrator(s): Andrew S. Walsh
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12504
18-0234212/27/2022Claimant(s): Marianne Antczak
Claimant Lawyers(s): Theodor A. Swansen
Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management
Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy
Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh
Hearing Site: Philadelphia, PA
Checkmark Icon$1,662,660
19-0172709/17/2021Claimant(s): Luis Cota
Claimant Lawyers(s): Christopher A. Macey
Respondent(s): Susquehanna International Group, LLP
Respondent Lawyers(s): Erin K. Clarke
Arbitrator(s): M. Melvin Shralow, Andrew S. Walsh, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA

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