Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02342 | 12/27/2022 | Claimant(s): Marianne Antczak Claimant Lawyers(s): Theodor A. Swansen Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh Hearing Site: Philadelphia, PA |  | $1,662,660 |
| 14-01972 | 04/17/2015 | Claimant(s): BedRok Securities LLC Claimant Lawyers(s): Robert Knuts Respondent(s): Kildare Capital. Respondent Lawyers(s): Theodor A. Swansen Arbitrator(s): William C. Struyk Hearing Site: New York, NY |