Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00728 | 02/21/2020 | Claimant(s): Kevin Mackenzie Claimant Lawyers(s): Gary Menzer Respondent(s): Frank Pasquale, Garden State Securities. Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts Arbitrator(s): Hearing Site: Boston, MA |  | Settlement |
| 18-03709 | 06/24/2019 | Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 16-03728 | 12/18/2017 | Claimant(s): Stonehaven Claimant Lawyers(s): Roger E. Barton Respondent(s): Seer Capital Management Respondent Lawyers(s): Robert Knuts Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman Hearing Site: New York, NY | | $0 |
| 15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors, PNC Investments LLC Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Newark, NJ | ||
| 14-01972 | 04/17/2015 | Claimant(s): BedRok Securities LLC Claimant Lawyers(s): Robert Knuts Respondent(s): Kildare Capital. Respondent Lawyers(s): Theodor A. Swansen Arbitrator(s): William C. Struyk Hearing Site: New York, NY | ||
| 09-06138 | 05/07/2012 | Claimant(s): Keryx Biopharmaceuticals. Claimant Lawyers(s): Robert Knuts Respondent(s): Jefferies & Company. Respondent Lawyers(s): Martin J. Auerbach Arbitrator(s): J. Martin McDonough, Jeanne C. Miller, Judith P. Brooks Hearing Site: New York, NY | | $1,824,120 |