| 12-01516 | 12/04/2014 | Claimant(s): Justin Mirro
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): James M. Baumann, Leah R. Marks, Michael S. Perinelli
Hearing Site: New York, NY
| | |
| 12-03722 | 03/18/2014 | Claimant(s): Nauman Toor
Claimant Lawyers(s): Joshua H. Reisman
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Mary L. Williams, Annette Gres Shepherd, Ian F. Gow
Hearing Site: Los Angeles, CA
| | |
| 12-01388 | 02/20/2014 | Claimant(s): C. Lewis, as Receiver
Claimant Lawyers(s): John A. Chanin
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Peter J. Macdonald
Arbitrator(s): Samuel E. Wing, Martha Wheatley Thomas, Daniel Francis Wake
Hearing Site: Denver, CO
|  | $0 |
| 13-00698 | 10/02/2013 | Claimant(s): Jesse Litvak
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Boyd M. Johnson
Arbitrator(s): David E. Robbins, David S. Paul, Louis Fox Burke
Hearing Site: New York, NY
| | |
| 12-01693 | 09/16/2013 | Claimant(s): Saddlebag
Claimant Lawyers(s): David M. Levy
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): John W. Guy, Gary P. Price, James A. Klimek
Hearing Site: Indianapolis, IN
| | $7,000,000 |
| 11-02937 | 07/01/2013 | Claimant(s): Protostar I Litigation Trust
Claimant Lawyers(s): Elizabeth Wolstein
Respondent(s): Paul Deninger, Richard Morrison, Jefferies & Company.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): Lise Gabrielle Hunter, Walter D. Goldsmith, J.D., Phillip Weitzman
Hearing Site: New York, NY
| | $566,667 |
| 10-04868 | 07/05/2012 | Claimant(s): SCO Capital Partners LLC
Claimant Lawyers(s): David H. Wollmuth
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Brett D. Jaffe
Arbitrator(s): Cynthia A. DiMarco, Benjamin L. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
| | $0 |
| 09-06138 | 05/07/2012 | Claimant(s): Keryx Biopharmaceuticals.
Claimant Lawyers(s): Robert Knuts
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Martin J. Auerbach
Arbitrator(s): J. Martin McDonough, Jeanne C. Miller, Judith P. Brooks
Hearing Site: New York, NY
| | $1,824,120 |
| 10-00798 | 04/12/2012 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Alexander Kadish, Matthew Gorelik
Respondent Lawyers(s): Ryan D. Saba
Arbitrator(s): Robert D. Sussin, Suzanne Viau Chamberlain, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | |
| 11-01477 | 02/24/2012 | Claimant(s): Morgan Keegan & Company., Susan Schmelzer
Claimant Lawyers(s): Marc S Dobin
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Hallie B. Levin
Arbitrator(s): Robert A. Cohen
Hearing Site: New York, NY
| | |
