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FINRA Awards for Walter D. Goldsmith

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0060807/21/2023Claimant(s): Amy Johnson
Claimant Lawyers(s): Elizabeth W. Swedock
Respondent(s): James Henry, Richard Lukaj, The Bank Street Group LLC
Respondent Lawyers(s): David S. Monastersky
Arbitrator(s): Walter D Goldsmith, Ivan W. Harper, Noah Jonathan Hanft
Hearing Site: New York, NY
14-0055103/27/2015Claimant(s): Angela Aliano
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Walter D. Goldsmith, J.D.
Hearing Site: New York, NY
11-0293707/01/2013Claimant(s): Protostar I Litigation Trust
Claimant Lawyers(s): Elizabeth Wolstein
Respondent(s): Paul Deninger, Richard Morrison, Jefferies & Company.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): Lise Gabrielle Hunter, Walter D. Goldsmith, J.D., Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$566,667

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