| 20-00608 | 07/21/2023 | Claimant(s): Amy Johnson
Claimant Lawyers(s): Elizabeth W. Swedock
Respondent(s): James Henry, Richard Lukaj, The Bank Street Group LLC
Respondent Lawyers(s): David S. Monastersky
Arbitrator(s): Walter D Goldsmith, Ivan W. Harper, Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 21-02569 | 06/13/2023 | Claimant(s): Jennifer Matheson, Michael Matheson
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cynthia A. DiMarco, Jeanne M. Keefe, Noah Jonathan Hanft
Hearing Site: New York, NY
|  | Expungement |
| 22-00055 | 12/15/2022 | Claimant(s): Enis Taner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 20-02714 | 09/30/2021 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Monroe Parker Securities.
Respondent Lawyers(s): Alan Lipsky
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 20-03270 | 09/27/2021 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Kurt Stein
Respondent Lawyers(s): Kurt Anthony Stein
Arbitrator(s): Peter A. Seibel, John Farrell Connor, Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 20-01798 | 09/15/2021 | Claimant(s): Elvie Moore, Esther Buckram, Maureen Dowe
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Eric Schwimmer, Prudential Financial.
Respondent Lawyers(s): Vincent A. Sama
Arbitrator(s): Leona Beane, Linda J. Baer, Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 20-00682 | 11/18/2020 | Claimant(s): Eran Grumberg
Claimant Lawyers(s): Laurence Moy
Respondent(s): Lord Abbett Distributor LLC
Respondent Lawyers(s): Brian S. Kaplan
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 19-00061 | 03/04/2020 | Claimant(s): Dolores Hofhine
Claimant Lawyers(s): Dolores Mary Hofhine
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): David Francis MacNair, Albert Rizzo, Noah Jonathan Hanft
Hearing Site: New York, NY
| | Dismissed by Rule 12206/12504 |
