21-02569 | 06/13/2023 | Claimant(s): Jennifer Matheson, Michael Matheson Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Cynthia A. DiMarco, Jeanne M. Keefe, Noah Jonathan Hanft Hearing Site: New York, NY
| | Expungement |
21-02941 | 06/22/2022 | Claimant(s): Russell Smith Claimant Lawyers(s): Jonathan Sack Respondent(s): Elevation Respondent Lawyers(s): James Garvey Arbitrator(s): Cynthia A. DiMarco, Martin Deignan Dehler, Rae Tina Eskreis-Nelson Hearing Site: New York, NY
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18-03439 | 06/14/2019 | Claimant(s): James Steele Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Cynthia A. DiMarco, Mark J. Russell, Brian John Gallagher Hearing Site: New York, NY
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18-01166 | 09/17/2018 | Claimant(s): Glynis Molloy Claimant Lawyers(s): Glynis Molloy Respondent(s): Robert Berg, Summit Brokerage Services. Respondent Lawyers(s): Robert Eugene Berg, Thomas Vays Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY
| | $16,825 |
16-00002 | 12/28/2017 | Claimant(s): Pieter Van Wijk Claimant Lawyers(s): Hilton Wiener Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra, CJS Financial Corp. Respondent Lawyers(s): David Feingold Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Edmund Siejka Hearing Site: New York, NY
| | $0 |
16-01147 | 11/30/2017 | Claimant(s): Kulruedee Wongpakdee, Steven Hoffner Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Jack Seibald, Michael Rosen, Wayne Geffen, Burnham Securities Inc., Cowen Prime Services LLC, Concept Capital Markets LLC Respondent Lawyers(s): John Burnham, Jordan D. Becker, Mark J. Hyland Arbitrator(s): Cynthia A. DiMarco, Lynne M. Reid-McQueen Hearing Site: New York, NY
| | Expungement |
17-00845 | 08/09/2017 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Anthony Della Vecchia Respondent Lawyers(s): Anthony Della Vecchia Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY
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16-01806 | 07/10/2017 | Claimant(s): Timothy McLaughlin Claimant Lawyers(s): Gene L. Small Respondent(s): Diane Hawkins, Jonathan Zucker, Stephen Perrone, Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Franklin P. Chapman, Cynthia A. DiMarco, Ernesto V. Luzzatto Hearing Site: New York, NY
| | $1,791,840 |
13-03238 | 12/12/2016 | Claimant(s): Claimant Lawyers(s): Respondent(s): Bryan Lubitz, Trident Partners LTD Respondent Lawyers(s): Joseph F. Keenan, Robert I. Rabinowitz Arbitrator(s): Linda S. Cole, Vincent C. Pangia, Cynthia A. DiMarco Hearing Site: New York, NY
| | Stipulated Award |
14-00256 | 05/27/2016 | Claimant(s): Petar Arizanov Claimant Lawyers(s): Sherry M. Shore Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey Hearing Site: New York, NY
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